Smith Associates

FRN: 155008
Last scraped: 1 day ago

This firm operates as an appointed representative of Sesame Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

7 Cockhall Close

Litlington

Royston

Cambridgeshire

SG8 0RB

UNITED KINGDOM

Phone

+4402078212430

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Aimee Abbey Marler
IRN AXM03559
- (3)Employed By (since 27 Nov 2024)
- (2)Employed By (24 Jul 2013 to 1 Sep 2014)
Brian Stuart Smith
IRN BSS00010
- (2)Employed By (since 9 Mar 1999)
Jane Barbara Goward
IRN JBG01059
- (1)Employed By (8 Oct 2010 to 31 Dec 2015)
Lesley Margaret Brown
IRN LMB01083
- (1)Employed By (since 1 Dec 2001)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.