Brian Richard McPhail

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IFG Pensions Limited (no longer approved here)
FRN 458576
- SMF17 Money Laundering Reporting Officer (MLRO) (20 May 2022 to 1 Mar 2023)
- SMF3 Executive Director (29 Jul 2021 to 1 Mar 2023)
James Hay WRAP Managers Limited (no longer approved here)
FRN 225574
- [FCA CF] Manager of certification employee (20 Feb 2020 to 1 Jul 2020)
- [FCA CF] Material risk taker (20 Feb 2020 to 21 Feb 2020)
JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)
FRN 460698
- [FCA CF] Manager of certification employee (20 Feb 2020 to 1 Jul 2020)
ReAssure UK Services Limited (no longer approved here)
FRN 571394
- CF29 Significant management (11 Oct 2012 to 24 Nov 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.