Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (2 May 2017 to 31 May 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (27 Jan 2011 to 9 Aug 2013)
  • James Hallam Limited (no longer approved here)

    FRN 134435

    • CF30 Customer (1 Nov 2007 to 12 Feb 2010)
    • CF21 Investment Adviser (15 Dec 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (15 Dec 2005 to 31 Oct 2007)
  • Enable Advisors Limited (no longer approved here)

    FRN 196976

    • (1)Employed By (19 Jan 2004 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.