Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • B.J. FENNELL LIMITED (no longer approved here)

    FRN 400644

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF1 Director (26 Jul 2004 to 30 Nov 2009)
    • CF10 Compliance Oversight (26 Jul 2004 to 21 Dec 2007)
    • CF11 Money Laundering Reporting (26 Jul 2004 to 21 Dec 2007)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Jul 2004 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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