Date authorised
1 April 2013
Companies House
01071272
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Market Street
    Pocklington
    York
    North Yorkshire
    YO42 2AE
    UNITED KINGDOM
    Phone
    +441759303882
  • Complaints Contact

    85 Market Street
    Pocklington
    York
    North Yorkshire
    YO42 2AE
    UNITED KINGDOM
    Phone
    +441759303882

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian John Maydin Fennell

    IRN BJF00011

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF1 Director (26 Jul 2004 to 30 Nov 2009)
    • CF8 Apportionment and Oversight (26 Jul 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (26 Jul 2004 to 21 Dec 2007)
    • CF11 Money Laundering Reporting (26 Jul 2004 to 21 Dec 2007)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
  • Elsie Caroline Fennell

    IRN ECF00001

    • CF1 Director (26 Jul 2004 to 30 Nov 2009)
  • Roy Steven Marshall

    IRN RSM00003

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (26 Jul 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.