Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Apr 2019)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Apr 2019)
-
- CF28 Systems and controls (26 Feb 2014 to 21 Jul 2015)
-
- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF23 Corporate Finance Adviser (7 Oct 2004 to 20 Jul 2006)
- CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.