Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Apr 2019)
  • ABC International Bank Plc (no longer approved here)

    FRN 149025

    • CF28 Systems and controls (26 Feb 2014 to 21 Jul 2015)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF23 Corporate Finance Adviser (7 Oct 2004 to 20 Jul 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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