Brian John Davies

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 21 Nov 2024)
    • CF30 Customer (since 21 Nov 2024)
    • CF4 Partner (AR) (since 21 Nov 2024)
  • Finli (Westerham) LLP

    FRN 579543

    • (1)Employed By (since 11 Jun 2012)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 11 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (Westerham) LLP

  2. controlled function added: (1)Employed By at Finli (Westerham) LLP