Brian James Price

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • APRICOT MORTGAGES AND LOANS LTD

    FRN 454783

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Proprietary trader (since 22 Jun 2020)
    • [FCA CF] Manager of certification employee (since 22 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 22 Jun 2020)
    • [FCA CF] Benchmark submission and administration (since 22 Jun 2020)
    • [PRA CF] Key function holder (since 22 Jun 2020)
    • [FCA CF] Significant management (since 22 Jun 2020)
    • [FCA CF] Client dealing (since 22 Jun 2020)
    • [FCA CF] CASS oversight function (since 22 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (5 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Mar 2010 to 30 Sep 2018)
    • CF1 Director (4 Sep 2006 to 8 Dec 2019)
  • Kingswood Independent Financial Advisors (no longer approved here)

    FRN 189840

    • (17)Employed By (2 Oct 2002 to 22 Jan 2003)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (28 Jan 2002 to 26 Jul 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (28 Jan 2002 to 26 Jul 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)

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