Date authorised
1 April 2013
Companies House
05854215
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Awelfryn
    Llwyncelyn Terrace
    Nelson
    Treharris
    Caerffili
    CF46 6HF
    UNITED KINGDOM
    Phone
    +4407725744528
  • Complaints Contact

    Awelfryn
    Llwyncelyn Terrace
    Nelson
    Treharris
    Caerffili
    CF46 6HF
    UNITED KINGDOM
    Phone
    +4402920026394

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian James Price

    IRN BJP00024

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 22 Jun 2020)
    • [FCA CF] Manager of certification employee (since 22 Jun 2020)
    • [FCA CF] Proprietary trader (since 22 Jun 2020)
    • [FCA CF] Significant management (since 22 Jun 2020)
    • [PRA CF] Key function holder (since 22 Jun 2020)
    • [FCA CF] Benchmark submission and administration (since 22 Jun 2020)
    • [FCA CF] Client dealing (since 22 Jun 2020)
    • [FCA CF] CASS oversight function (since 22 Jun 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (5 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Mar 2010 to 30 Sep 2018)
    • CF1 Director (4 Sep 2006 to 8 Dec 2019)
  • David Jones

    IRN DXJ00193

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Appointed representative dealing with clients for which they require qualification (since 26 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2023)
  • Gregory Richards-Evans

    IRN GXR01312

    • Responsible for Insurance Mediation (4 Sep 2006 to 1 Mar 2010)
    • CF8 Apportionment and Oversight (4 Sep 2006 to 31 Mar 2009)
    • CF1 Director (4 Sep 2006 to 1 Mar 2010)
  • Peter Anthony Ireland

    IRN PXI00029

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
  • Robert John Ireland

    IRN RXI00052

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
  • karen Price

    IRN KXP00115

    • Director of firm who is not a certification employee or a SMF manager (since 29 Jun 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.