Brian James Horner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & D Financial Management Limited (no longer approved here)

    FRN 402654

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 23 Dec 2011)
    • CF11 Money Laundering Reporting (12 Jan 2005 to 23 Dec 2011)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
    • CF1 Director (12 Jan 2005 to 23 Dec 2011)
    • CF8 Apportionment and Oversight (12 Jan 2005 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (12 Jan 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (12 Jan 2005 to 23 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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