Brian James

• Succession Financial Management Limited (no longer approved here)

  FRN 225831

  • [FCA CF] Client dealing (1 Feb 2024 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 1 Jul 2025)
• SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

  FRN 588378

  • [FCA CF] Client dealing (1 Feb 2024 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 1 Jul 2025)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF1 Director (AR) (25 Mar 2022 to 1 Feb 2024)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • Appointed representative dealing with clients for which they require qualification (14 Dec 2021 to 1 Feb 2024)
  • CF1 Director (AR) (8 Dec 2021 to 1 Feb 2024)
  • CF30 Customer (9 Mar 2021 to 1 Feb 2024)
• DFP Health & Wealth Management Ltd (no longer approved here)

  FRN 827466

  • Employed By (9 Mar 2021 to 1 Feb 2024)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2021)
  • CF30 Customer (23 Aug 2019 to 3 Feb 2021)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (22 May 2017 to 2 Aug 2019)
• Brian James (no longer approved here)

  FRN 778742

  • Employed By (22 May 2017 to 2 Aug 2019)
• Southwell Financial Services Limited (no longer approved here)

  FRN 190152

  • (5)Employed By (20 Jan 2003 to 8 Aug 2003)

No changes recorded yet.