This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

DFP Health & Wealth Management Ltd

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FRN: 827466
Companies House: 05355454
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Old Bank Chambers

46-48 Devonport Road

Plymouth

Devon

PL3 4DH

UNITED KINGDOM

Phone

+441752500909

Web

https://dfphealthandwealth.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Benjamin Edward Adelsbury
IRN BXA00127
- Employed By (3 Dec 2021 to 1 Feb 2024)
Brian James
IRN BPJ00001
- Employed By (9 Mar 2021 to 1 Feb 2024)
Glynne Adrian Dunn
IRN GAD00023
- Employed By (13 Dec 2018 to 1 Feb 2024)
Jason Mills
IRN JXM01386
- Employed By (5 Jun 2023 to 1 Feb 2024)
Jonathan Lee
IRN JXL27914
- Employed By (30 Jan 2020 to 1 Feb 2024)
Peter Leonard Lee
IRN PLL00008
- Employed By (8 Apr 2020 to 31 Jul 2021)
Tristan Lark
IRN TXL13371
- Employed By (9 Apr 2019 to 8 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.