Brian Griffin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stratos Markets Limited (no longer approved here)

    FRN 217689

    • CF29 Significant management (5 Nov 2009 to 10 Mar 2014)
    • CF30 Customer (5 Nov 2009 to 10 Mar 2014)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.