Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M & D Financial Management Limited
FRN 402654
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 8 Apr 2022)
- Responsibility for MCD Intermediation (since 8 Apr 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (21 Mar 2018 to 8 Dec 2019)
- CF30 Customer (7 Jul 2014 to 8 Dec 2019)
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Modern Money Ltd
FRN 939805
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Aug 2021)
- Responsibility for MCD Intermediation (since 16 Aug 2021)
- Responsible for Insurance Distribution (since 16 Aug 2021)
- SMF3 Executive Director (since 16 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.