Brian Barron

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WPS ADVISORY Ltd

    FRN 624546

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (7 Jul 2014 to 30 Jun 2017)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (89)Employed By (17 Sep 2008 to 6 Jul 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (17 Sep 2008 to 6 Jul 2014)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (16 Jan 2003 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 16 Jan 2003)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (16 Jan 2003 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 16 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.