Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF3 Chief Executive (AR) (since 1 Apr 2010)
- Responsible for Insurance Mediation (5 Sep 2012 to 30 Sep 2018)
- CF8 Apportionment and Oversight (3 Sep 2012 to 8 Dec 2019)
- CF3 Chief Executive (1 Apr 2010 to 8 Dec 2019)
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KURA FINANCIAL SERVICES LIMITED
FRN 504216
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 19 Dec 2018)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Jan 2020)
- CF10 Compliance Oversight (19 Dec 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Dec 2018 to 8 Dec 2019)
- CF3 Chief Executive (19 Dec 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.