Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (AR) (since 1 Apr 2010)
    • Responsible for Insurance Mediation (5 Sep 2012 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (3 Sep 2012 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2010 to 8 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 19 Dec 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Jan 2020)
    • CF10 Compliance Oversight (19 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (19 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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