KURA FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Regus House

  4 Admiral Way

  Doxford International Business Park

  Sunderland

  Sunderland

  SR3 3XW

  UNITED KINGDOM

  Phone

  +447811070625

  Web

  https://www.wearekura.com

• Complaints Contact

  Kura (C S) Ltd

  Citypoint

  21 Tyndrum Street

  Glasgow

  Glasgow City

  G4 0JY

  UNITED KINGDOM

  Phone

  +441412721087

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• ANTHONY JOHN STRONG

  IRN AJS01712

  • CF10 Compliance Oversight (14 Aug 2015 to 7 Nov 2016)
  • CF11 Money Laundering Reporting (14 Aug 2015 to 7 Nov 2016)
  • CF3 Chief Executive (14 Aug 2015 to 7 Nov 2016)
  • Responsible for Insurance Mediation (14 Aug 2015 to 7 Nov 2016)
• Brian Bannatyne

  IRN BXB01415

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 19 Dec 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Jan 2020)
  • CF11 Money Laundering Reporting (19 Dec 2018 to 8 Dec 2019)
  • CF3 Chief Executive (19 Dec 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Dec 2018 to 8 Dec 2019)
• Derwyn Howard Jones

  IRN DHJ01008

  • CF11 Money Laundering Reporting (16 Jan 2015 to 25 May 2015)
  • CF10 Compliance Oversight (16 Jan 2015 to 25 May 2015)
  • CF1 Director (8 Apr 2013 to 25 May 2015)
  • CF8 Apportionment and Oversight (8 Apr 2013 to 30 Apr 2013)
• Gavin Miller

  IRN GXM01805

  • CF8 Apportionment and Oversight (7 Jul 2010 to 26 Apr 2013)
  • Responsible for Insurance Mediation (7 Jul 2010 to 26 Apr 2013)
• Graham Stein

  IRN GXS02008

  • CF1 Director (28 Apr 2017 to 27 Nov 2018)
  • Responsible for Insurance Mediation (30 Apr 2013 to 20 Aug 2015)
  • CF8 Apportionment and Oversight (30 Apr 2013 to 20 Aug 2015)
• James Lee Johnson

  IRN JLJ01047

  • CF2 Non Executive Director (5 Jan 2016 to 7 Nov 2016)
  • CF1 Director (10 Aug 2015 to 5 Jan 2016)
• Julie McIntosh

  IRN JXM03147

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Dec 2018 to 8 Dec 2019)
• Kenny Rodgers

  IRN KXR00123

  • [FCA CF] Significant management (since 31 Mar 2021)
• Owen Campbell

  IRN OXC00129

  • SMF1 Chief Executive (since 20 Apr 2026)
• Rami Cassis

  IRN RXC01876

  • CF3 Chief Executive (23 Nov 2016 to 22 Aug 2018)
  • CF10 Compliance Oversight (23 Nov 2016 to 22 Aug 2018)
  • CF11 Money Laundering Reporting (23 Nov 2016 to 22 Aug 2018)
  • Responsible for Insurance Mediation (23 Nov 2016 to 22 Aug 2018)

• Spokenfor Ltd (no longer appointed)

  FRN 525670 · Appointed 10 Dec 2010 · Until 16 Feb 2017

No changes recorded yet.