Brian Arthur Harte

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF10 Compliance Oversight (20 Jul 2006 to 3 Mar 2011)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF10 Compliance Oversight (20 Jul 2006 to 3 Mar 2011)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF10 Compliance Oversight (14 Dec 2004 to 31 Jul 2005)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF11 Money Laundering Reporting (13 Nov 2002 to 1 Apr 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2005)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF11 Money Laundering Reporting (13 Nov 2002 to 1 Apr 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2005)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF11 Money Laundering Reporting (13 Nov 2002 to 1 Apr 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2005)
  • BENEFIT STREET PARTNERS LIMITED (no longer approved here)

    FRN 196845

    • CF11 Money Laundering Reporting (13 Nov 2002 to 27 Feb 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Feb 2003)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • CF11 Money Laundering Reporting (13 Nov 2002 to 1 Apr 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.