Brett Alan Watkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited
FRN 478424
- [FCA CF] Client dealing (since 14 Apr 2025)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2025)
- CF30 Customer (1 Sep 2011 to 11 Jan 2013)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 Oct 2008 to 9 Jan 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (14 Mar 2006 to 16 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.