Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2017 to 8 Dec 2019)
    • CF4 Partner (1 Nov 2017 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 30 May 2012)
    • CF22 Investment Adviser (Trainee) (30 Mar 2005 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (8 Jun 2004 to 1 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.