Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Grovepoint Investment Management LLP
FRN 784697
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Nov 2017 to 8 Dec 2019)
- CF4 Partner (1 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 May 2012)
- CF22 Investment Adviser (Trainee) (30 Mar 2005 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (8 Jun 2004 to 1 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.