Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 13 Dec 2025)
    • (80)Employed By (since 13 Dec 2025)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Aug 2013)
    • (19)Employed By (since 6 Aug 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (9 Dec 2008 to 7 Nov 2011)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Sep 2005 to 30 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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