Boris Tadic

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [PRA CF] Significant risk taker or Material risk taker (since 9 Jan 2022)
    • [FCA CF] Material risk taker (since 9 Jan 2022)
    • [FCA CF] Algorithmic trading (since 1 Dec 2020)
    • [FCA CF] Manager of certification employee (since 1 Aug 2017)
    • [FCA CF] Client dealing (since 1 Aug 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (6 Nov 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (31 Oct 2014 to 6 Mar 2016)
  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • CF30 Customer (15 Dec 2009 to 15 Oct 2014)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF26 Customer Trading (25 Jul 2005 to 4 May 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (1 Dec 2001 to 26 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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