Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (14 Nov 2011 to 15 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.