Blair Moffat

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Oct 2013 to 6 Mar 2016)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 20 Aug 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (5 Feb 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Feb 2009)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Sep 2005 to 6 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.