Beverley Anne Taylor Baker

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cogent Financial Planning Limited

    FRN 302638

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 30 Nov 2018)
    • Responsible for Insurance Distribution (since 30 Nov 2018)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2022)
    • [PRA CF] Key function holder (9 Dec 2019 to 19 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 May 2022)
    • CF30 Customer (27 Sep 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Sep 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Sep 2012 to 8 Dec 2019)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (9 Aug 2012 to 26 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.