Cogent Financial Planning Limited

• Principal Place of Business

  Suite 6

  Brewers Yard

  Ivel Road

  Shefford

  Bedfordshire

  SG17 5GY

  UNITED KINGDOM

  Phone

  +441462815095

  Web

  https://www.cogentfp.co.uk

• Complaints Contact

  Suite 6

  Brewers Yard

  Ivel Road

  Shefford

  Bedfordshire

  SG17 5GY

  UNITED KINGDOM

  Phone

  +4401462815095

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Barry Cunningham

  IRN BXC00058

  • CF1 Director (31 Oct 2004 to 1 Jun 2006)
• Beverley Anne Taylor Baker

  IRN BAT00009

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 30 Nov 2018)
  • Responsibility for MCD Intermediation (since 30 Nov 2018)
  • [PRA CF] Key function holder (9 Dec 2019 to 19 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 May 2022)
  • CF30 Customer (27 Sep 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Sep 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (27 Sep 2012 to 8 Dec 2019)
  • CF1 Director (31 Oct 2004 to 8 Dec 2019)
• Brian Tenant Newall

  IRN BTN01000

  • CF1 Director (31 Oct 2004 to 1 Jun 2006)
• Cheryl Ann Fisher

  IRN CAF01084

  • CF26 Customer Trading (9 Nov 2005 to 5 May 2007)
• Neil Stuart Richard Hardy

  IRN NSH00003

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
• Stephen Sleightholme Baker

  IRN SSB01036

  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 24 Oct 2018)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (31 Oct 2004 to 10 Jan 2019)
  • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Oct 2007)
• Wendy Malczyk

  IRN WXM00024

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.