Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Aug 2025)
    • [FCA CF] Material risk taker (since 7 Feb 2020)
    • [FCA CF] Manager of certification employee (since 23 Oct 2019)
    • [FCA CF] Manager of certification employee (since 10 Oct 2019)
    • [FCA CF] Client dealing (since 1 Nov 2016)
    • [FCA CF] Material risk taker (since 1 Nov 2016)
    • CF30 Customer (11 Feb 2013 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (14 Dec 2009 to 8 Nov 2012)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.