Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Client dealing (since 27 Aug 2025)
- [FCA CF] Material risk taker (since 7 Feb 2020)
- [FCA CF] Manager of certification employee (since 23 Oct 2019)
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 10 Oct 2019)
- [FCA CF] Client dealing (since 1 Nov 2016)
- [FCA CF] Material risk taker (since 1 Nov 2016)
- CF30 Customer (11 Feb 2013 to 6 Mar 2016)
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- CF30 Customer (14 Dec 2009 to 8 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 14 Aug 2009)
- CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 14 Aug 2009)
- CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.