Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SUCCESSION WEALTH MANAGEMENT LIMITED
FRN 588378
- [FCA CF] Manager of certification employee (since 18 May 2022)
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- [FCA CF] Functions requiring qualifications (13 Sep 2021 to 12 Apr 2022)
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- [FCA CF] Manager of certification employee (1 Feb 2020 to 31 May 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (18 Jun 2010 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (14 Jun 2004 to 30 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.