Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 May 2022)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (13 Sep 2021 to 12 Apr 2022)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Manager of certification employee (1 Feb 2020 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (18 Jun 2010 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (14 Jun 2004 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.