Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF2 Non Executive Director (24 May 2005 to 31 Dec 2005)
    • CF15 Internal Audit (1 Dec 2001 to 27 Feb 2003)
    • CF1 Director (1 Dec 2001 to 24 May 2005)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
    • CF3 Chief Executive (1 Dec 2001 to 30 Jan 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jan 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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