Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF17 Significant Mgt (Other Business Operations) (30 May 2006 to 27 Nov 2006)
- CF10 Compliance Oversight (2 Dec 2004 to 22 Mar 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2004 to 30 May 2006)
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- CF17 Significant Mgt (Other Business Operations) (30 May 2006 to 27 Nov 2006)
- CF10 Compliance Oversight (2 Dec 2004 to 22 Mar 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2004 to 30 May 2006)
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- CF17 Significant Mgt (Other Business Operations) (30 May 2006 to 27 Nov 2006)
- CF10 Compliance Oversight (2 Dec 2004 to 22 Mar 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2004 to 30 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.