Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • SMF3 Executive Director (3 Oct 2024 to 13 Jan 2025)
    • SMF1 Chief Executive (8 Feb 2024 to 3 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Oct 2024)
    • CF30 Customer (26 Jan 2011 to 8 Dec 2019)
  • Octopus Renewables Limited (no longer approved here)

    FRN 473797

    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Jan 2021)
    • CF1 Director (31 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (31 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2015 to 8 Dec 2019)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF30 Customer (1 Nov 2007 to 15 Nov 2010)
    • CF27 Investment Management (14 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.