Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (3 Oct 2024 to 13 Jan 2025)
- SMF1 Chief Executive (8 Feb 2024 to 3 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2024)
- [FCA CF] Significant management (9 Dec 2019 to 11 Oct 2024)
- CF30 Customer (26 Jan 2011 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 13 Jan 2021)
- SMF1 Chief Executive (9 Dec 2019 to 13 Jan 2021)
- CF1 Director (31 Jul 2018 to 8 Dec 2019)
- CF3 Chief Executive (31 Jul 2018 to 8 Dec 2019)
- CF30 Customer (3 Nov 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Nov 2010)
- CF27 Investment Management (14 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.