Benjamin Steele

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Robert Quinn Advisory LLP
FRN 548030
- CF30 Customer (since 24 Mar 2022)
- CF4 Partner (AR) (since 24 Mar 2022)
Align Partners Capital LLP
FRN 972285
- (1)Employed By (since 24 Mar 2022)
IFM INVESTORS (UK) LTD (no longer approved here)
FRN 478403
- [FCA CF] Client dealing (27 Sep 2021 to 24 Jan 2022)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF30 Customer (30 Apr 2013 to 20 Feb 2014)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF30 Customer (30 Apr 2013 to 20 Feb 2014)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF30 Customer (30 Apr 2013 to 20 Feb 2014)

Updates to this individual's record on the FCA register.

12 hours ago
controlled function removed: Employed By at Align Partners Capital LLP
12 hours ago
controlled function added: (1)Employed By at Align Partners Capital LLP

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.