Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Significant management (since 25 Jan 2024)
- [FCA CF] Manager of certification employee (since 13 Nov 2023)
- [FCA CF] Client dealing (since 30 Jan 2023)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 13 Nov 2023)
- [FCA CF] Client dealing (since 30 Jan 2023)
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- [FCA CF] Client dealing (27 Oct 2017 to 18 Jan 2023)
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- CF30 Customer (18 Aug 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.