Benjamin Maurice Rene Laloum

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 28 Oct 2019)
    • [FCA CF] Manager of certification employee (since 28 Oct 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (26 Apr 2018 to 25 Oct 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (27 Oct 2017 to 25 Oct 2019)
    • [FCA CF] Client dealing (14 Nov 2016 to 25 Oct 2019)
    • CF30 Customer (13 Feb 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (7 Aug 2012 to 15 Dec 2014)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (15 Dec 2011 to 29 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.