Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 17 Dec 2025)
    • [FCA CF] Client dealing (since 2 Sep 2022)
    • SMF3 Executive Director (since 17 Dec 2025)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Client dealing (8 Feb 2021 to 10 Dec 2021)
    • [FCA CF] Manager of certification employee (8 Feb 2021 to 10 Dec 2021)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (1 Nov 2007 to 23 Aug 2016)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.