Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2022)
- CF30 Customer (8 Apr 2016 to 8 Dec 2019)
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- CF30 Customer (12 Apr 2013 to 26 Feb 2016)
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- (13)Employed By (12 Apr 2013 to 26 Feb 2016)
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- CF30 Customer (7 Apr 2009 to 12 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2008)
- CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
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- Employed By (4 Jul 2007 to 23 Dec 2008)
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- CF21 Investment Adviser (3 Apr 2007 to 4 Apr 2007)
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- (475)Employed By (3 Apr 2007 to 4 Apr 2007)
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- CF21 Investment Adviser (28 Feb 2007 to 26 Apr 2007)
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- CF21 Investment Adviser (11 Nov 2002 to 10 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.