Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CMC Markets UK plc
FRN 173730
- [FCA CF] Proprietary trader (since 5 Jan 2026)
- [FCA CF] Material risk taker (since 5 Jan 2026)
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- [FCA CF] Algorithmic trading (29 Oct 2024 to 28 Nov 2025)
- [FCA CF] Material risk taker (18 Dec 2020 to 28 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Nov 2025)
- [FCA CF] Client dealing (5 Oct 2016 to 28 Nov 2025)
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- [FCA CF] Material risk taker (18 Dec 2020 to 28 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Nov 2025)
- [FCA CF] Client dealing (5 Oct 2016 to 24 Sep 2021)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Nov 2025)
- [FCA CF] Material risk taker (18 Dec 2020 to 28 Nov 2025)
- [FCA CF] Client dealing (5 Oct 2016 to 28 Feb 2020)
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- CF30 Customer (19 Dec 2011 to 4 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.