Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 4 Apr 2025)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF27 Investment Management (22 Sep 2005 to 31 Oct 2007)
    • CF26 Customer Trading (14 Sep 2005 to 6 Mar 2006)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF26 Customer Trading (22 Dec 2003 to 20 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.