Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PURE COMMERCIAL FINANCE LTD
FRN 744421
- CF1 Director (AR) (since 11 Nov 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 17 Aug 2017)
- CF10 Compliance Oversight (31 Oct 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (17 Jul 2017 to 30 Sep 2018)
- CF1 Director (19 Sep 2016 to 8 Dec 2019)
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PURE STRUCTURED FINANCE LTD
FRN 918897
- (2)Employed By (since 11 Nov 2021)
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Pure Wealth Management Limited
FRN 826357
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Feb 2020)
- CF1 Director (13 Jun 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Jun 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (13 Jun 2019 to 19 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
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