Date authorised
19 September 2016
Companies House
08576127
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kimberley House
    Ty Glas Avenue
    Llanishen
    Cardiff
    Caerdydd
    CF14 5DX
    UNITED KINGDOM
    Phone
    +4402920766565
  • Complaints Contact

    Kimberley House
    Ty Glas Avenue
    Llanishen
    Cardiff
    Caerdydd
    CF14 5DX
    UNITED KINGDOM
    Phone
    +4402920766565

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Bryan Vickery

    IRN AXV00037

    • [FCA CF] Functions requiring qualifications (19 Oct 2022 to 6 Mar 2023)
  • Andrew Price

    IRN AXP02188

    • CF1 Director (16 May 2017 to 26 Jul 2017)
    • Responsibility for MCD Intermediation (16 May 2017 to 26 Jul 2017)
    • Responsible for Insurance Mediation (16 May 2017 to 26 Jul 2017)
  • Benjamin Daniel Lloyd

    IRN BDL01032

    • CF1 Director (AR) (since 11 Nov 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 17 Aug 2017)
    • CF10 Compliance Oversight (31 Oct 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Jul 2017 to 30 Sep 2018)
    • CF1 Director (19 Sep 2016 to 8 Dec 2019)
  • Carly Elizabeth Wiggins

    IRN CXW00345

    • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 3 Jan 2023)
  • Chelsea Marie Kennedy

    IRN CXK00119

    • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 23 Jan 2023)
  • Chloe May Giles

    IRN CXG00394

    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 23 Sep 2025)
  • Christopher Evans

    IRN CXE00094

    • [FCA CF] Functions requiring qualifications (16 Mar 2021 to 20 Aug 2021)
    • [FCA CF] Manager of certification employee (16 Mar 2021 to 20 Aug 2021)
  • Dale Treharne-Morgan

    IRN DXT00177

    • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 12 Aug 2022)
  • Gareth Tucker

    IRN GXT00126

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2021)
  • Gareth Vaughan Morgan

    IRN GVM01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Sep 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.