Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 7 Jan 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Jan 2021)
- CF30 Customer (17 Feb 2015 to 6 Mar 2016)
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- CF30 Customer (2 Sep 2014 to 10 Nov 2014)
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- CF30 Customer (20 Oct 2008 to 9 Apr 2013)
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- CF21 Investment Adviser (8 Mar 2007 to 13 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.