Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
IICapital Advisors Limited
FRN 713447
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (8 Mar 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Mar 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Mar 2016 to 8 Dec 2019)
- CF30 Customer (8 Mar 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.