IICapital Advisors Limited

Date authorised
8 March 2016
Companies House
09588667
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Synergy Global Management Ltd
    Unit 15
    Northfields Prospect Business Centre
    Northfields
    London
    Wandsworth
    SW18 1PE
    UNITED KINGDOM
    Phone
    +442039971111
    Web
    https://www.iicapitaladvisors.com

  • Complaints Contact

    Synergy Global Management Ltd
    Unit 15
    Northfields Prospect Business Centre
    Northfields
    London
    Wandsworth
    SW18 1PE
    UNITED KINGDOM
    Phone
    +442039971111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Share, Unit, Warrant

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • BENJAMIN CHRISTOPHER DAVIS

    IRN BCD01024

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (8 Mar 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Attica Capital Ltd (no longer appointed)

    FRN 740272 · Appointed 14 Mar 2016 · Until 16 Feb 2023 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.