Benjamin Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabaud Asset Management Limited

    FRN 122140

    • [FCA CF] Client dealing (since 17 May 2022)
    • [FCA CF] Manager of certification employee (since 17 May 2022)
    • [FCA CF] Material risk taker (since 17 May 2022)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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