Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 2 Dec 2025)
    • CF28 Systems and controls (14 Dec 2007 to 8 Feb 2013)
    • CF11 Money Laundering Reporting (14 Dec 2007 to 8 Feb 2013)
    • CF10 Compliance Oversight (14 Dec 2007 to 8 Feb 2013)
    • CF29 Significant management (5 Nov 2007 to 8 Feb 2013)
    • CF30 Customer (5 Nov 2007 to 22 Aug 2012)
    • CF4 Partner (5 Nov 2007 to 27 Jun 2014)
    • [FCA CF] Significant management (since 2 Dec 2025)
    • [FCA CF] Significant management (since 2 Dec 2025)
    • [FCA CF] Significant management (since 2 Dec 2025)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • CF1 Director (29 Jan 2015 to 23 Aug 2016)
    • CF10 Compliance Oversight (19 Nov 2013 to 14 Jul 2014)
    • CF10a CASS Oversight function (10 Jun 2013 to 1 Jun 2015)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF23 Corporate Finance Adviser (29 Jan 2002 to 1 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.