Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 12 Jul 2024)
- [FCA CF] Significant management (since 12 Jul 2024)
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Seven Investment Management LLP
FRN 589124
- [FCA CF] Manager of certification employee (since 11 Jan 2024)
- [FCA CF] Material risk taker (since 11 Jan 2024)
- [FCA CF] Significant management (since 11 Jan 2024)
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- [FCA CF] Manager of certification employee (4 Jan 2017 to 16 Jun 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Jan 2017)
- CF30 Customer (28 Apr 2015 to 6 Mar 2016)
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- CF30 Customer (11 Jan 2008 to 28 Feb 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.