Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ETF Partners LLP (no longer approved here)

    FRN 453441

    • CF10a CASS Oversight function (1 Oct 2011 to 30 Jun 2014)
    • CF10 Compliance Oversight (12 Jan 2010 to 30 Jun 2014)
    • CF11 Money Laundering Reporting (12 Jan 2010 to 30 Jun 2014)
    • CF30 Customer (28 Apr 2008 to 2 May 2019)
    • CF8 Apportionment and Oversight (18 Aug 2006 to 31 Mar 2009)
    • CF3 Chief Executive (18 Aug 2006 to 2 Sep 2015)
    • CF4 Partner (18 Aug 2006 to 2 Sep 2015)
  • GE Vernova Financial Services Limited (no longer approved here)

    FRN 194522

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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