Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF30 Customer (22 Dec 2014 to 14 May 2015)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF30 Customer (13 Nov 2012 to 9 Jul 2013)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 15 May 2012)
    • CF21 Investment Adviser (8 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 8 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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