Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Aim Partners Ltd
FRN 425931
- [FCA CF] Client dealing (since 1 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (20 Dec 2007 to 1 Jun 2010)
- CF11 Money Laundering Reporting (20 Dec 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
- CF1 Director (8 Nov 2005 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.