Aim Partners Ltd

Date authorised
1 April 2013
Companies House
04637958
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    35 Berkeley Square
    London
    W1J 5BF
    UNITED KINGDOM
    Phone
    +442085371805
    Web
    https://www.aimpartners.co.uk

  • Complaints Contact

    98 Argyle Road
    London
    W13 8EL
    UNITED KINGDOM
    Phone
    +442085371805

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ariane Sabine Maxime Daguise

    IRN ASP01058

    • CF10 Compliance Oversight (8 Nov 2005 to 3 Dec 2006)
    • CF8 Apportionment and Oversight (8 Nov 2005 to 3 Dec 2006)
    • CF1 Director (8 Nov 2005 to 24 Feb 2007)
    • CF11 Money Laundering Reporting (8 Nov 2005 to 3 Dec 2006)
    • CF21 Investment Adviser (8 Nov 2005 to 3 Dec 2006)
  • Barry Stuart Rogers

    IRN BSR01019

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2007 to 1 Jun 2010)
    • CF11 Money Laundering Reporting (20 Dec 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
    • CF1 Director (8 Nov 2005 to 8 Dec 2019)
  • Caroline Jane Seager

    IRN CJC01099

    • CF1 Director (8 Nov 2005 to 11 Oct 2012)
    • CF21 Investment Adviser (8 Nov 2005 to 14 Jan 2006)
  • Gottfried Graf von Bismarck

    IRN GGV00005

    • CF1 Director (8 Nov 2005 to 24 Feb 2007)
  • Mark Daniel St John Quinlan

    IRN MXQ01027

    • CF30 Customer (26 Oct 2017 to 8 Dec 2019)
  • Michael Mills

    IRN MXM00318

    • [FCA CF] Client dealing (since 25 Jan 2021)
  • Stephen Francis Mitchell

    IRN SFM01044

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jun 2010 to 8 Dec 2019)
    • CF1 Director (15 Jun 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.